Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Virginia Haley is a registered representative with Vanguard Marketing Corp. Caroline began her career in the financial services industry in 2007. She holds the Series 6, Series 7TO, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/17/2019 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
09/26/2007 - 12/17/2010
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 10/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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