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Caroline Victoria Corner

ICR Capital LLC

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About Caroline Victoria Corner

Caroline Victoria Corner is a financial professional with over 10 years of experience in the industry. Caroline is currently registered with ICR Capital LLC and is licensed in California and Connecticut. She has a broad range of experience having previously worked at CFG Capital Markets, LLC, Cantor Fitzgerald & Co., MLV & Co. LLC, WM Smith & Co., Pacific Growth Equities, LLC, Montgomery & Co., LLC, and Wells Fargo Securities, LLC. Caroline holds Series 7, 24, 63, 79TO, 86, and 87 licenses and the SIE designation.

Firm Information

Caroline Corner is currently registered with ICR Capital LLC. ICR Capital LLC is a Limited Liability Company formed on December 2, 2014. The firm is registered in California, Connecticut, Maryland, and New York, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caroline Corner’s Registration & Firm History

CT

05/31/2019 - Present

ICR Capital LLC (NORWALK CT)

MD

09/27/2016 - 04/24/2019

CFG CAPITAL MARKETS, LLC (BALTIMORE MD)

CA

09/22/2014 - 04/08/2016

CANTOR FITZGERALD & CO. (SAN FRANCISCO CA)

CA

02/16/2011 - 06/28/2012

MLV & CO. LLC (SAN FRANCISCO CA)

CO

03/04/2010 - 02/09/2011

WM SMITH & CO. (GREENWOOD VILLAGE CO)

CA

11/02/2007 - 06/05/2008

PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)

CA

07/01/2005 - 11/13/2007

MONTGOMERY & CO., LLC (SAN FRANCISCO CA)

CA

04/28/2005 - 06/27/2005

WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/19/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2011

Series 24 - General Securities Principal Examination

BC

Issued 04/01/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/27/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/27/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caroline Victoria Corner.
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