Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Dominguez is a registered representative and investment advisor representative with Private Advisor Group, LLC, a firm that has been in business for over 20 years and has a strong focus on providing financial planning and investment management services to individuals and families. Caroline has been in the financial industry since 2020 and has a strong track record of success. She has also earned the Series 66, Series 7 and SIE licenses, which are required to provide financial advice to clients. Caroline is committed to helping her clients achieve their financial goals, and she takes pride in her personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
VA
02/13/2025 - Present
Private Advisor Group, LLC (Charlottesville VA)
VA
01/27/2020 - 06/08/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTESVILLE VA)
BOTH
Issued 05/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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