Unclaimed
Caroline Savonq Mujica is a financial advisor affiliated with Fidelity Brokerage Services LLC. Caroline holds the Series 7TO, Series 63 and SIE licenses and is registered in 53 states and the District of Columbia. Caroline has been in the financial services industry since July 13, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/14/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 08/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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