Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Hallmark is a financial advisor with Morgan Stanley & Co. LLC. Caroline has been in the industry since 2024 and is registered to provide investment advice in 53 states and territories. Caroline holds the Series 63, Series 79TO, SIE, and Series 52TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/13/2024 - Present
Morgan Stanley & Co. LLC (San Francisco CA)
BC
Issued 08/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/13/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2024
Series 52TO - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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