Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Ruff Burns is a financial advisor with over 20 years of experience. Caroline has worked in the industry since 1998 and is currently registered with LPL Financial LLC. Caroline has a wide range of experience and expertise in financial planning, portfolio management for individuals and businesses, and consulting. Caroline holds the Series 7 and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
11/10/2020 - Present
LPL Financial LLC (OLIVE BRANCH MS)
MS
03/16/2006 - 10/05/2009
BANCORPSOUTH INVESTMENT SERVICES, INC. (TUPELO MS)
MS
02/28/2006 - 03/15/2006
UVEST FINANCIAL SERVICES GROUP, INC. (JACKSON MS)
MS
09/24/1998 - 02/28/2006
TRUSTMARK SECURITIES, INC. (TUPELO MS)
BOTH
Issued 02/19/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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