Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Pocher is a financial advisor registered with J.P. Morgan Securities LLC, working out of the New York office. Caroline has been active in the financial industry since January 14, 2023. Caroline holds Series 63, 86, 87, and SIE licenses. Caroline is registered in 53 states and has been registered with FINRA since April 19, 2024. Prior to joining J.P. Morgan Securities LLC, Caroline was a financial advisor at Wedbush Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
04/19/2024 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
IL
12/23/2022 - 03/26/2024
WEDBUSH SECURITIES INC. (CHICAGO IL)
BC
Issued 05/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/24/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Caroline Pocher is the right advisor for you? Invested Better is here to help.
