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Caroline Paun Galbraith

Aprio Wealth Management, LLC

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About Caroline Paun Galbraith

Caroline Galbraith is a financial advisor registered with Aprio Wealth Management, LLC in Atlanta, Georgia. Caroline has over 18 years of experience in the financial services industry, providing financial planning and wealth management services. Caroline has held previous positions with firms such as SunTrust Investment Services, Inc., Purshe Kaplan Sterling Investments, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Caroline holds Series 66, Series 7, and SIE licenses. Caroline also holds the Certified Financial Planner designation.

Firm Information

Caroline Galbraith is currently registered with Aprio Wealth Management, LLC. Aprio Wealth Management, LLC is an investment advisory firm headquartered in Atlanta, Georgia. They manage over $1 billion in assets for clients such as high-net-worth individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of services, including financial planning, portfolio management, and educational seminars.
Aprio Wealth Management, LLC

2002 SUMMIT BOULEVARD

ATLANTA, GA 30319

$1.84B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Caroline Galbraith’s Registration & Firm History

GA

05/02/2022 - Present

Aprio Wealth Management, LLC (ATLANTA GA)

TN

05/08/2015 - 11/08/2016

PURSHE KAPLAN STERLING INVESTMENTS (FRANKLIN TN)

TN

02/22/2007 - 05/13/2015

SUNTRUST INVESTMENT SERVICES, INC. (BRENTWOOD TN)

TN

10/14/2004 - 02/01/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRENTWOOD TN)

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Licenses & Designations

BOTH

Issued 10/26/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/08/2016

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Caroline Paun Galbraith. Review regulatory record here.
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