Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Patricia Davis is a registered representative with Lazard Freres & Co. LLC. Caroline has been in the industry since 2022 and has passed both the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79). Caroline is currently located at the firm's Charlotte, NC branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/08/2022 - Present
Lazard Freres & Co. LLC (CHARLOTTE NC)
BC
Issued 08/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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