Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline McQuiston is a financial professional with over four years of experience in the securities industry. Caroline has held positions at BofA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Caroline is currently registered with KKR Capital Markets LLC and holds Series 7TO, SIE, and Series 79 licenses. Caroline is registered to sell securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/11/2022 - Present
KKR Capital Markets LLC (New York NY)
NY
05/10/2019 - 02/17/2022
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/13/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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