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Caroline Marrero

Wintrust Investments LLC

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About Caroline Marrero

Caroline Marrero is a registered representative with Wintrust Investments LLC, a firm based in Chicago, Illinois. Caroline has been in the financial industry since 2003. She holds Series 63, Series 7 and SIE licenses and is registered to provide investment advice in Illinois. Caroline has experience working with individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, corporations or other businesses, and banking or thrift institutions.

Firm Information

Caroline Marrero is currently registered with Wintrust Investments LLC. Wintrust Investments LLC is a Limited Liability Company based in Chicago, Illinois, formed in January 1996. The firm provides a wide range of investment advisory services including financial planning, selection of other advisors, portfolio management for individuals and businesses. Wintrust Investments LLC manages over $14.4 billion in assets and has over 147 investment advisor representatives.
Wintrust Investments LLC

231 SOUTH LASALLE STREET

CHICAGO, IL 60604

$14.42B

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Caroline Marrero’s Registration & Firm History

IL

03/21/2006 - Present

Wintrust Investments LLC (CHICAGO IL)

NJ

08/28/2003 - 03/23/2006

R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/19/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caroline Marrero.
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