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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Marie Girgis is a financial advisor with Prime Capital Financial. She is registered in 33 states and the District of Columbia. Caroline has been in the industry since 1997 and has a wide range of experience providing financial advice to individuals, families, and businesses. Her services include financial planning, investment management, retirement planning, and insurance. Caroline is committed to helping clients achieve their financial goals and providing them with personalized advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
10/02/2023 - Present
Prime Capital Financial (OVERLAND PARK KS)
MD
09/08/2020 - 10/27/2023
MERCER ALLIED COMPANY, L.P. (BETHESDA MD)
MD
09/02/2020 - 10/27/2023
GOLDMAN SACHS & CO. LLC (BETHESDA MD)
MD
11/01/2017 - 08/31/2020
CETERA ADVISOR NETWORKS LLC (BETHESDA MD)
MD
03/01/2006 - 11/01/2017
GIRARD SECURITIES, INC. (BETHESDA MD)
MD
11/22/2002 - 03/01/2006
AMERIPRISE FINANCIAL SERVICES, INC. (GREENBELT MD)
MN
11/22/2002 - 03/01/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
05/07/2002 - 08/07/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
MN
12/19/1996 - 10/25/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/19/1996 - 10/25/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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