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Caroline Marie Dillon

Truist Securities, Inc.

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About Caroline Marie Dillon

Caroline Dillon has been working in the financial industry since 1998 and is currently registered with Truist Securities, Inc. in Atlanta, Georgia. Caroline has a wide range of experience in the financial industry, having passed the Series 7, Series 10, Series 24, Series 55, Series 57TO and Series 9 exams. Caroline is also registered with the Securities Industry and Financial Markets Association (FINRA). Caroline Dillon is registered in 52 states and the District of Columbia.

Firm Information

Caroline Dillon is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caroline Dillon’s Registration & Firm History

GA

07/27/2001 - Present

Truist Securities, Inc. (ATLANTA GA)

GA

01/27/1998 - 07/27/2001

THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)

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Licenses & Designations

BC

Issued 05/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/22/1998

Series 24 - General Securities Principal Examination

BC

Issued 08/24/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/24/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Caroline Marie Dillon.
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