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Caroline Marie Cockerill

Blue OWL Securities

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About Caroline Marie Cockerill

Caroline Cockerill is a financial advisor with Blue OWL Securities. She is registered to offer securities in all 50 states and the District of Columbia. Caroline is series 7, Series 63, and SIE licensed. Caroline has been in the financial services industry since December 2023.

Firm Information

Caroline Cockerill is currently registered with Blue OWL Securities. Blue OWL Securities is a Limited Liability Company formed in December 2015. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Blue OWL Securities is registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caroline Cockerill’s Registration & Firm History

IL

12/20/2023 - Present

Blue OWL Securities (Chicago IL)

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Licenses & Designations

BC

Issued 03/21/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/16/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caroline Marie Cockerill.
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