Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Legrand ward is a registered representative with Northwestern Mutual Investment Services, LLC. Caroline is licensed to provide investment advisory services in Georgia. Caroline holds the Series 6TO, Series 63 and SIE licenses. Caroline joined Northwestern Mutual Investment Services, LLC in June 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
06/21/2023 - Present
Northwestern Mutual Investment Services, LLC (PEACHTREE COR GA)
BC
Issued 03/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Caroline Legrand ward is the right advisor for you? Invested Better is here to help.
