Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Sinclair is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Caroline has been in the industry since August 2005. Caroline has a Series 63, Series 66 and Series 7 license and her specialties include: * Retirement planning * Investment planning * Financial planning * Estate planning * Insurance * Tax planning Caroline has previously worked with Edward Jones and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
12/06/2021 - Present
Raymond James Financial Services Advisors, Inc. (Cary NC)
NC
12/05/2014 - 12/06/2021
RAYMOND JAMES & ASSOCIATES, INC. (Cary NC)
NC
08/10/2005 - 12/08/2014
EDWARD JONES (MORRISVILLE NC)
BOTH
Issued 02/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Caroline Sinclair is the right advisor for you? Invested Better is here to help.
