Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Bruton is a financial professional registered with the Financial Industry Regulatory Authority (FINRA). Caroline holds Series 7 and 63 licenses and the Securities Industry Essentials (SIE) Exam. Caroline has been in the industry since March 2014 and has a history of working with CADARET, GRANT & CO., INC. and THE Investment Center, Inc. in Lancaster, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
05/18/2021 - Present
THE Investment Center, Inc. (LANCASTER PA)
PA
03/14/2014 - 05/20/2021
CADARET, GRANT & CO., INC. (LANCASTER PA)
BC
Issued 02/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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