Unclaimed
Caroline Barbadoro is a financial professional with over seven years of experience in the industry. She holds Series 7, 63 and SIE licenses, as well as the Series 24 principal license. Caroline currently works for Vanguard Marketing Corp. and has registered in Arkansas, Massachusetts, New Jersey, Pennsylvania and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/23/2016 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 06/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Caroline Barbadoro is the right advisor for you? Invested Better is here to help.