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Caroline Lindseth Stone

Putnam Investment Management, LLC

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About Caroline Lindseth Stone

Caroline Lindseth Stone is an investment advisor representative at Putnam Investment Management, LLC. She has been in the industry since October 23, 2013, and has experience working with a variety of client types, including individuals, corporations, and investment companies. Caroline is registered with the state of Massachusetts and holds Series 6, 7, and 63 licenses. Caroline is a Chartered Financial Analyst and is committed to providing her clients with personalized financial advice.

Firm Information

Caroline Stone is currently registered with Putnam Investment Management, LLC. Putnam Investment Management, LLC is a Boston, MA-based investment firm with over $85 billion in regulatory assets under management. They offer a variety of portfolio management services for individuals, investment companies, and pooled investment vehicles. The firm also has a wrap fee program and serves a wide range of client types, including corporations, individuals, state and municipal governments, charitable organizations, and investment companies.
Putnam Investment Management, LLC

100 FEDERAL ST

BOSTON, MA 02110

$85.21B

Assets Under Management

24

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Caroline Stone’s Registration & Firm History

MA

06/09/2020 - Present

Putnam Investment Management, LLC (BOSTON MA)

MA

03/30/2020 - 07/02/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)

MA

09/21/2012 - 02/25/2019

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)

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Licenses & Designations

IA

Issued 11/26/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/18/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/20/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caroline Lindseth Stone.
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