Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Kelley is a financial advisor with over 5 years of experience in the financial services industry. Caroline is registered with First Manhattan Co. LLC and is a Certified Financial Planner. Caroline has been active in the industry since 2015 and has experience in various investment strategies, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Prior to joining First Manhattan Co. LLC, Caroline worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Caroline is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
02/16/2023 - Present
First Manhattan Co. LLC (NEW YORK NY)
NY
08/08/2016 - 07/08/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
VA
06/23/2015 - 06/13/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RESTON VA)
BOTH
Issued 10/27/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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