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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Kridle Korte is a financial advisor at LPL Financial LLC. Caroline has been in the financial services industry since 1996 and holds both Series 7 and Series 63 licenses. She is also a registered investment advisor in Kentucky and Texas. Caroline has a broad range of experience, including working with individuals, corporations, and institutions. She is committed to helping her clients achieve their financial goals. Caroline's primary business location is in Paducah, Kentucky, and she also serves clients in other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
05/17/2016 - Present
LPL Financial LLC (PADUCAH KY)
KY
09/02/1997 - 05/23/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (PADUCAH KY)
NY
10/14/1996 - 09/03/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
10/14/1996 - 09/03/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
04/23/1996 - 09/12/1996
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 07/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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