Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Kelley Holt is a financial advisor with over 24 years of experience in the industry. Caroline is currently registered with Columbia Management Investment Advisers, LLC in South Carolina. Caroline has been registered with this firm since 2010. Prior to that, Caroline was registered with Columbia Management Distributors, Inc. in North Carolina, BACAP Distributors, LLC in North Carolina, BANC of America Advisors, Inc. in North Carolina, Jefferson Pilot Securities Corporation in Indiana, Jefferson-Pilot Investor Services, Inc. in Indiana, Chubb Securities Corporation in Indiana, and Johnston, Lemon & Co. Incorporated in Washington, D.C. Caroline has also held positions with Equitable Securities Corporation in Georgia and Riversource Investments in Minnesota and Riversource Fund Distributors, Inc. in North Carolina. Caroline is a licensed financial advisor in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
SC
05/01/2010 - Present
Columbia Management Investment Advisers, LLC (MOUNT PLEASANT SC)
NC
08/20/2005 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CHARLOTTE NC)
NC
08/21/2001 - 08/20/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
NC
12/04/2000 - 04/13/2001
BANC OF AMERICA ADVISORS, INC. (CHARLOTTE NC)
IN
12/22/1997 - 06/15/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
10/07/1997 - 10/29/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
IN
10/01/1997 - 10/09/1997
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
IN
01/29/1997 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
DC
09/19/1995 - 03/12/1996
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
GA
08/24/1994 - 04/21/1995
EQUITABLE SECURITIES CORPORATION (ATLANTA GA)
BOTH
Issued 08/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/1998
Series 4 - Registered Options Principal Examination
BC
Issued 04/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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