Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Kelley is a financial professional with a background in investment banking and securities. She has passed the SIE, Series 79, and Series 63 exams and holds a registration with FINRA. Caroline is currently affiliated with J.P. Morgan Securities LLC, where she offers investment advice and portfolio management services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/28/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
BC
Issued 08/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2023
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Caroline Kelley is the right advisor for you? Invested Better is here to help.
