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Caroline Jennifer Luster

Mariva Capital Markets, LLC

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About Caroline Jennifer Luster

Caroline Jennifer Luster is a financial professional registered with Mariva Capital Markets, LLC, a firm based in Miami, Florida. Caroline has been active in the financial industry since March 9, 2020. She holds a Series 27 license, which qualifies her as a Financial and Operations Principal. Caroline has a Series 11 license as well and is registered with the state of Florida. Caroline previously worked at TrustFirst in Knoxville, Tennessee.

Firm Information

Caroline Luster is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caroline Luster’s Registration & Firm History

FL

02/16/2024 - Present

Mariva Capital Markets, LLC (MIAMI FL)

TN

01/14/2014 - 12/21/2017

TRUSTFIRST (KNOXVILLE TN)

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Licenses & Designations

BC

Issued 12/29/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/14/2014

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caroline Jennifer Luster.
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