Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Santoro is a financial professional licensed in New York. Caroline is currently registered with TPG Capital BD, LLC and previously worked at J.P. Morgan Securities LLC. Caroline has passed the Series 66, Series 7TO and the SIE exam. Caroline has been in the financial industry for over 1 year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/24/2024 - Present
TPG Capital BD, LLC (New York NY)
NY
08/14/2023 - 06/22/2024
J.P. MORGAN SECURITIES LLC (New York NY)
BOTH
Issued 08/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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