Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Isabella Farren is a registered representative with National Financial Services LLC, which has been in business for 26 years. Caroline has been working in the financial services industry for over 1 year. She is Series 7, Series 63, and SIE licensed and has a total of 3 exams passed. Prior to working at National Financial Services LLC, Caroline worked at FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
04/01/2024 - Present
National Financial Services LLC (BOSTON MA)
MA
01/28/2022 - 11/14/2022
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BC
Issued 02/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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