Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Georgiadis is a financial professional with over 17 years of experience in the financial services industry. Caroline has a broad range of experience in providing financial services, including financial planning, investment management, and securities brokerage. Caroline is currently registered with Credit Union Investment Services in Morehead City, NC. Caroline has also worked for CUSO Financial Services, L.P., Raymond James Financial Services, Inc., and UVEST Financial Services Group, Inc.. Caroline is licensed to conduct securities business in North Carolina and is a Series 6, 7, 63, and 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
09/07/2022 - Present
Credit Union Investment Services (Morehead City NC)
NC
01/15/2009 - 08/09/2022
CUSO FINANCIAL SERVICES, L.P. (CLEMMONS NC)
NC
12/13/2007 - 01/02/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (LEXINGTON NC)
NC
12/09/2005 - 12/12/2007
UVEST FINANCIAL SERVICES GROUP, INC. (LEXINGTON NC)
BOTH
Issued 11/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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