Unclaimed
Caroline Haynes is a financial advisor with PFS Investments Inc. Caroline has been in the financial industry since 2022. Caroline is registered with the state of Tennessee and is also registered with FINRA. Caroline is licensed in the state of Kentucky, Mississippi, California, and Tennessee. Caroline is licensed to sell investment company products/variable contracts. Caroline holds the Series 6, Series 63, and SIE exams. Caroline is committed to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TN
08/15/2022 - Present
PFS Investments Inc. (MADISON TN)
BC
Issued 09/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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