Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Griffith Edwards is a registered investment advisor representative with Putnam Investment Management, LLC. Caroline has been in the industry since 2005. Caroline holds multiple FINRA licenses, including Series 7, Series 24, Series 63, and Series 65 licenses. Caroline also has the SIE license, which is a requirement for all new investment professionals. Caroline has a broad range of experience in the financial services industry, having previously worked for FTN Midwest Securities Corp., Wachovia Capital Markets, LLC, and Susquehanna Financial Group, LLLP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
04/30/2018 - Present
Putnam Investment Management, LLC (BOSTON MA)
MA
09/25/2008 - 07/02/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Boston MA)
MA
05/25/2006 - 09/05/2008
FTN MIDWEST SECURITIES CORP. (BOSTON MA)
NC
08/01/2005 - 06/05/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
PA
01/04/2005 - 08/04/2005
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
IA
Issued 04/12/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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