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Caroline Grace Wilkes

Clearstead; Hartland & CO., Llc; Clearstead Advisory Solutions

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About Caroline Grace Wilkes

Caroline Wilkes is a financial advisor currently working for Clearstead Advisory Solutions. Caroline Wilkes is registered to provide investment advice in the state of Virginia. Previously, Caroline Wilkes worked at Vanguard Marketing Corporation in Charlotte, North Carolina. Caroline Wilkes has successfully completed the Uniform Combined State Law Examination, the General Securities Representative Examination and the Securities Industry Essentials Examination. Caroline Wilkes has been in the financial services industry since 2013.

Firm Information

Caroline Wilkes is currently registered with Clearstead; Hartland & CO., Llc; Clearstead Advisory Solutions. Clearstead; Hartland & CO., Llc; Clearstead Advisory Solutions is an investment advisory firm headquartered in Cleveland, Ohio. The firm provides investment consulting services for 401(k), foundation, and healthcare clients, as well as investment research, due diligence, and trust administration. They offer financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. Clearstead; Hartland & CO., Llc; Clearstead Advisory Solutions is registered with the SEC and has approximately $22.4 billion in assets under management. They have a total of 11,645 accounts, including 10,157 discretionary accounts.

$22.37B

Assets Under Management

116

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting for 401(k), foundation & healthcare clients; investment research and due diligence; trust administration

Investment consulting for 401(k), foundation & healthcare clients; investment research and due diligence; trust administration

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

A percentage of assets under advisement or flat fee

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Caroline Wilkes’s Registration & Firm History

VA

04/25/2024 - Present

Clearstead; Hartland & CO., Llc; Clearstead Advisory Solutions (Norfolk VA)

NC

07/26/2021 - 11/01/2023

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 08/10/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/24/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Caroline Grace Wilkes.
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