Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Wenker is a financial professional with over 6 years of experience in the industry. Caroline currently works as a Registered Representative and Investment Advisor Representative at Neuberger Berman BD LLC. Before joining Neuberger Berman BD LLC, Caroline worked at Goldman, Sachs & Co. and Neuberger Berman.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
03/23/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
UT
08/17/2015 - 12/15/2016
GOLDMAN, SACHS & CO. (SALT LAKE CITY UT)
IA
Issued 07/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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