Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Dosker is a registered representative of Fidelity Brokerage Services LLC, a firm that is not registered as an investment advisor. Caroline has been in the financial services industry since March 7, 2023. She is licensed to sell securities in 53 states and the District of Columbia. Caroline holds a Series 7, Series 63, and SIE license. She is a Series 7 General Securities Representative Exam, Securities Industry Essentials Examination and Uniform Securities Agent State Law Examination. Caroline is available to assist you with your financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
03/08/2023 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 03/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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