Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Angelini is a financial professional with experience in the securities industry. Caroline is currently registered with Mizuho Securities USA LLC and CSP Securities, LP. Caroline has previously worked at GROWTH CAPITAL SERVICES, INC. Caroline holds the Series 66, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/28/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
03/19/2021 - 08/04/2021
GROWTH CAPITAL SERVICES, INC. (New York NY)
BOTH
Issued 07/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
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