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Caroline Fous

National Financial Services LLC

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About Caroline Fous

Caroline Fous is registered with FINRA as a Registered Representative and is an Operations Professional, having passed the Series 99TO exam in July of 2021. Caroline is a registered representative of National Financial Services LLC. Caroline joined the firm in September of 2021 and is located in Jersey City, New Jersey.

Firm Information

Caroline Fous is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caroline Fous’s Registration & Firm History

NJ

09/30/2021 - Present

National Financial Services LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 09/30/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2021

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caroline Fous.
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