Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Rivero is a registered representative with Pimco Investments LLC. Caroline has been in the industry since February 22, 2018 and holds the Series 3, Series 7 and Series 63 licenses. Caroline is licensed in 22 states. Caroline's primary office is located in Miami, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/23/2018 - Present
Pimco Investments LLC (Miami FL)
BC
Issued 08/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Caroline Rivero is the right advisor for you? Invested Better is here to help.
