Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Seward is an Investment Advisor Representative at Northwestern Mutual Investment Services, LLC, in Atlanta, Georgia. Caroline has been in the financial services industry since 2020. Caroline holds the Series 7, 63, and SIE securities licenses. Caroline is a Certified Financial Planner. Caroline has prior experience with Purshe Kaplan Sterling Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
11/08/2023 - Present
Northwestern Mutual Investment Services, LLC (ATLANTA GA)
GA
09/11/2020 - 09/22/2021
PURSHE KAPLAN STERLING INVESTMENTS (Atlanta GA)
BC
Issued 05/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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