Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Elizabeth Mitchell is a registered representative with Pimco Investments LLC, holding a Series 7TO, Series 63, and SIE. Caroline has been in the industry since 2022 and is currently registered in California, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/21/2022 - Present
Pimco Investments LLC (Austin TX)
BC
Issued 03/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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