Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Conway is a financial advisor based in Atlanta, Georgia. She is currently registered with Rockefeller Financial LLC. Caroline has been a financial advisor since July 2019. Previously, Caroline was registered with Morgan Stanley. She holds a Series 7TO and Series 66 license. Caroline Conway is also a registered Investment Advisor Representative in Texas and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
01/07/2022 - Present
Rockefeller Financial LLC (ATLANTA GA)
GA
07/26/2019 - 02/01/2022
MORGAN STANLEY (Atlanta GA)
BOTH
Issued 11/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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