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Caroline Elizabeth Betancourt

Pershing LLC

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About Caroline Elizabeth Betancourt

Caroline Elizabeth Betancourt is an active registered representative in the state of Florida. Caroline's career in the financial services industry began on May 29, 2012. Caroline is a registered representative with Pershing LLC where Caroline holds the Series 99 and SIE licenses.

Firm Information

Caroline Betancourt is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caroline Betancourt’s Registration & Firm History

FL

05/30/2012 - Present

Pershing LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Caroline Elizabeth Betancourt.
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