Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Diquollo is a financial professional with over 20 years of experience in the industry. Caroline has a broad background in the financial services industry with a strong focus on trading. Caroline is currently registered with Flextrade LLC. Caroline's previous roles include positions at LAVAFLOW, INC., LAVA TRADING, INC., HILL THOMPSON MAGID & CO., INC., and FLEET SECURITIES, INC. Caroline holds the Series 7, 55, 57TO, and SIE licenses. Caroline is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/19/2011 - Present
Flextrade LLC (GREAT NECK NY)
NY
05/21/2008 - 12/15/2010
LAVAFLOW, INC. (NEW YORK NY)
NY
06/13/2006 - 07/29/2008
LAVA TRADING, INC. (NEW YORK NY)
NJ
03/10/2003 - 09/12/2005
HILL THOMPSON MAGID & CO., INC. (JERSEY CITY NJ)
TX
12/18/2000 - 12/09/2002
FLEET SECURITIES, INC. (DALLAS TX)
BC
Issued 11/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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