Unclaimed
Caroline Daniel is a financial advisor with Farmers Financial Solutions, LLC. Caroline has been in the financial industry since 1997. Caroline is licensed to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/06/2019 - Present
Farmers Financial Solutions, LLC (SANTA CLARITA CA)
MA
04/13/1998 - 09/25/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CA
07/22/1997 - 10/20/1997
FN INVESTMENT CENTER (SACRAMENTO CA)
BC
Issued 05/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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