Unclaimed
Caroline Coughlin is a financial professional with a focus on general securities and a strong understanding of the securities industry. She is currently registered with Bain Capital Distributors, LLC, a firm actively involved in the securities industry. Caroline holds the Series 7TO and SIE licenses, demonstrating her expertise in financial markets. She has been active in the industry since 2024, and her background indicates a dedication to helping clients navigate their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/01/2024 - Present
Bain Capital Distributors, LLC (Boston MA)
BC
Issued 08/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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