Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Chaffee Palm is a financial professional with experience in the financial services industry. Caroline is currently registered with Fidelity Brokerage Services LLC, where she has been working since January 2024. Prior to this, Caroline worked for VALIC Financial Advisors, INC. and Fidelity Brokerage Services LLC in Maryland and Florida respectively. Caroline holds the Series 7TO, Series 63, and SIE exams. Caroline is licensed in 53 states and territories including Alabama, Alaska, Arizona, and Arkansas, to name a few.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/17/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MD
09/18/2023 - 12/20/2023
VALIC FINANCIAL ADVISORS, INC. (LINTHICUM HEIGHTS MD)
FL
01/31/2022 - 05/24/2023
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BC
Issued 02/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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