Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Bondi Fitzpatrick is a financial advisor based in CHARLOTTESVLE, VA, registered with Northwestern Mutual Investment Services, LLC. Caroline has been in the financial industry since 2020 and holds a Series 7TO, Series 66, and SIE license. Caroline has prior experience with Edward Jones and VALIC Financial Advisors, Inc., as well as various other roles in the education and business sectors. Caroline is committed to providing personalized financial advice and investment management services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
11/06/2023 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTESVLE VA)
MO
02/04/2022 - 08/22/2023
EDWARD JONES (ST. LOUIS MO)
VA
02/13/2020 - 01/12/2022
VALIC FINANCIAL ADVISORS, INC. (NORTH CHESTERFIELD VA)
BOTH
Issued 03/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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