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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Keenan is a financial advisor with The Colony Group, LLC, based in Westport, CT. Caroline has been in the financial industry since 1991, and holds licenses to operate in Connecticut and Texas. Caroline has extensive experience providing financial advice to individuals, families, and institutions. Caroline specializes in financial planning, portfolio management, and tax planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax prep. srvcs, dispute resolution srvcs, family office srvcs, bus. mgmt. srvcs, ins. solutions, credit & cash mgmt solutions..
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev. sharing w/ frs and on eligible credit & cash mgmt solutions
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2
CT
11/07/2024 - Present
THE Colony Group, LLC (Westport CT)
CT
05/25/1999 - 12/15/2021
IAM CAPITAL CORPORATION (WESTPORT CT)
NY
05/10/1993 - 04/15/1996
ARNHOLD AND S. BLEICHROEDER, INC. (NEW YORK NY)
NY
04/22/1991 - 04/21/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/21/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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