Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Bentley Gabig is a registered representative with LPL Financial LLC. Caroline has been in the financial services industry since 2013. Caroline has a Series 7 and Series 66 license. Caroline has previously been employed by Morgan Stanley and Keel Point Capital, LLC. Caroline is registered to provide investment advice in Alabama, Florida, Georgia, Indiana, Michigan, Nevada, New Hampshire, New York, Oklahoma, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
10/24/2019 - Present
LPL Financial LLC (ARAB AL)
AL
07/07/2017 - 10/16/2019
KEEL POINT CAPITAL, LLC (HUNTSVILLE AL)
AL
04/26/2013 - 07/11/2017
MORGAN STANLEY (HUNTSVILLE AL)
BOTH
Issued 05/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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