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Caroline Barcia

Evercore Group LLC

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About Caroline Barcia

Caroline Barcia is a financial professional with experience in the industry. Caroline is currently registered with Evercore Group LLC and previously worked for BlackRock Investments, LLC. Caroline holds the Series 7TO, Series 66, and SIE licenses. Caroline is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Missouri, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin.

Firm Information

Caroline Barcia is currently registered with Evercore Group LLC. Evercore Group LLC is a Limited Liability Company formed in April 2006. The firm is registered with the SEC and in 37 states.

Not reported

Assets Under Management

Not reported

Total Clients

805

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Caroline Barcia’s Registration & Firm History

NY

06/30/2023 - Present

Evercore Group LLC (NEW YORK NY)

NJ

10/11/2022 - 06/14/2023

BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)

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Licenses & Designations

BOTH

Issued 11/14/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/29/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGA Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Caroline Barcia.
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