Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caroline? Claim Your ProfileCaroline Gillespie Greer has been in the financial services industry since October 6, 1999. Caroline is currently registered with Commonfund Securities, Inc. Caroline has previously been employed by Oppenheimer & Co. Inc., CIBC World Markets Corp. and Boston Investing Corporation. Caroline is licensed to sell securities in Connecticut. Caroline holds the Series 7, 24, 31 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/25/2005 - Present
Commonfund Securities, Inc. (WILTON CT)
NY
05/22/2003 - 03/17/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/06/2001 - 06/13/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/31/2000 - 03/16/2001
BOSTON INVESTING CORPORATION (NEW YORK NY)
NY
08/28/1997 - 04/18/2000
BOSTON INVESTING CORPORATION (NEW YORK NY)
BOTH
Issued 08/22/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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