Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolina? Claim Your ProfileCarolina Torres is a financial advisor with Citigroup Global Markets Inc. Carolina has been in the industry since 2007 and has held previous roles with both Citigroup Global Markets Inc. and STANCHART SECURITIES INTERNATIONAL, INC. Carolina is registered as a Registered Representative in Florida and as an Investment Advisor Representative in Florida. She is also registered in numerous states including California, Georgia, Delaware, Maryland, Massachusetts, New Jersey, New York, South Dakota and Wyoming. Carolina has a strong track record of success and a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
02/12/2014 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
02/19/2009 - 03/23/2010
STANCHART SECURITIES INTERNATIONAL, INC. (MIAMI FL)
FL
07/06/2007 - 01/07/2009
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
IA
Issued 02/08/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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