Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolina? Claim Your ProfileCarolina Silva Rose is a financial advisor with over 20 years of experience in the financial industry. Carolina has held various positions at firms like CUNA Brokerage Services, Inc. and AXA Advisors, LLC. Carolina is currently a registered representative at LPL Financial LLC and provides financial services to individuals, corporations, and charitable organizations. Carolina specializes in helping clients with financial planning, investment management, and retirement planning. Carolina also has experience working with clients in Arizona, California, North Carolina, Oregon, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/18/2022 - Present
LPL Financial LLC (Tustin CA)
CA
01/22/2007 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Tustin CA)
CA
06/23/2003 - 01/24/2007
CUSO FINANCIAL SERVICES, L.P. (SANTA ANA CA)
NY
10/17/2002 - 06/18/2003
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 11/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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